About the Role:
Reporting to the Compliance Team Leader, the Compliance and AML Analyst will be responsible for administrative, advisory, monitoring and the implementation of compliance controls across the firm.
Main Duties amp; Responsibilities:
Core:
- Assist in the management of the Global Compliance team inbox.
- Daily Transaction Monitoring.
- Escalating suspicious transactions.
- Assist in the drafting of agreements and legal documents.
- Review of high-risk clients and investigating SoW and SoF.
- Managing the inbox and assigning work to relevant members of the team.
- Conducting ongoing monitoring.
- Legal Drafting as required.
- Escalating incidents and suspicious activity.
Mainstream:
- Managing the inbox and assigning work to relevant members of the team.
- Conducting ongoing monitoring.
- Legal Drafting as required.
- Escalating incidents and suspicious activity.
Requirements
Essential Skills / Experience:
- University degree or equivalent
- Compliance experience
- Excellent proficiency in MS Office application.
- Confident and proactive in communicating with people at all levels
- Great team player with the ability to foster close working relationships with colleagues
- Results orientated with a strong bias for action and outcome
- Comfortable with working in a technology driven environment with a great deal of responsibility and autonomy
- Desire to contribute to success in areas beyond the core compliance areas
Desirable Skills / Experience:
- Legal drafting
- Chinese speaker